The FDIC and the Board of Governors of the Federal Reserve System determined that a number of systemically important domestic banking institutions remedied the deficiencies in their 2015 resolution plans.

The SEC approved the Public Company Accounting Oversight Board's 2017 budget and related annual accounting support fee.

The Office of the Comptroller of the Currency released an international peer review showing improvement in the agency's supervision of national banks and federal savings associations.

The SEC Division of Corporation Finance waived the disqualification of a firm from "ineligible issuer" status, as defined in Securities Act Rule 405. The waiver was required by the settlement of a recent SEC enforcement action related to misleading clients about prices for foreign currency exchange trades.

A FINRA Foundation survey of U.S. investors revealed that more than half of the respondents use financial professionals, but their knowledge of investment concepts is deficient and generational divides exist.