President Donald J. Trump signed (i) an Executive Order setting forth "Core Principles for Regulating the United States Financial System" and (ii) a memorandum regarding the Department of Labor’s fiduciary rulemaking.

Click on the links to view SEC notices of exchange rule changes and proposals for the week of January 30 - February 3.

ISDA CEO Scott O'Malia encouraged U.S. European regulators to focus on "high-level aims" in developing bank capital requirements.

The SEC Office of Investor Education and Advocacy informed investors about features and potential risks of alternative mutual funds that hold non-traditional investments or use complex investment and trading strategies.

The Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve System released supervisory stress test scenarios for the upcoming stress tests for covered institutions with more than $10 billion in assets.