The SEC Advisory Committee on Small and Emerging Companies will meet to examine issues concerning secondary market liquidity for Regulation A companies, corporate board diversity and the treatment of "finders" that assist in capital raising.

The MSRB improved the Electronic Municipal Market Access automated email alert system in order to allow users to choose which types of continuing disclosure filings will trigger email notifications.

The NFA elected new members to its Board of Directors and 2017 Nominating Committee.

IOSCO examined the opportunities and risks presented by financial technology ("fintech") to investors, securities markets and regulators.

Senator Elizabeth Warren (D-MA) urged Acting Labor Secretary Edward Hugler to allow the DOL's Fiduciary Rule to become effective as currently scheduled on April 10, 2017.