CFTC Commissioner Sharon Y. Bowen reviewed the current status of market regulation initiatives on Regulation Automated Trading, cybersecurity, governance and position limits.
News & Insights
21975 News Results
The CFTC extended the comment period for a proposal to adopt capital requirements for swap dealers and major swap participants that are not subject to the capital rules of a prudential regulator.
The DOL issued a "temporary enforcement policy" related to a recently proposed 60-day extension of the fiduciary rule applicability date.
New SRO rule changes and proposals were announced by the SEC for the week of March 6 to March 10, 2017.
Comptroller of the Currency Thomas J. Curry described the "diversity" of banking entities in the American financial system and regulatory proposals that strengthen the banking system.