FINRA proposed modifying certain portions of the Private Placement Filer Form that member firms complete when submitting private placement filings.

Forty House Democrats urged the Acting Secretary of the DOL Office of Regulations and Interpretations Employee Benefits Security Administration to reconsider the DOL's proposed delay of the fiduciary rule.

New SRO rule changes and proposals were announced by the SEC for the week of March 13 to March 17, 2017.

The Consumer Financial Protection Bureau requested comment on a planned assessment of certain rules related to consumer remittance transfers under the Electronic Fund Transfer Act.

The SEC adopted a final rule and form amendments to require certain public companies to include a hyperlink to each filed exhibit in their registration statements.