President Trump revoked US sanctions against Syria. The Executive Order reflects a shift in US foreign policy toward the country following a leadership change in Damascus.
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An individual settled SEC charges for orchestrating a multi-year "free-riding" scheme by exploiting an instant deposit credit feature offered by an online broker-dealer.
The US Treasury Department's Office of Foreign Assets Control fined a Delaware-based logistics company for violations of US sanctions on Cuba.
FINRA barred a broker for failing to provide testimony in connection with an investigation into allegations related to unauthorized sales and funds transfers from a customer's account.
The SEC's Division of Corporation Finance issued guidance to clarify how issuers of crypto asset exchange-traded products should comply with disclosure rules.