FINRA proposed amendments to extend the Trade Reporting Facility operating hours to begin at 4:00 a.m. Eastern Time. The current start time is 8:00 a.m.

A municipal bond dealer settled FINRA charges for (i) conducting securities business while net capital deficient; (ii) filing inaccurate FOCUS reports; and (iii) failing to conduct mandatory anti-money laundering program testing.

The Congressional Research Service reviewed the Digital Asset Market Clarity Act of 2025 and detailed how the bill would alter the US legal framework governing digital assets.

The SEC charged a scooter rental company and its CEO and President of Operations for materially misrepresenting the financial condition of the company and the risks of the investment to its investors.

The SEC's Division of Corporation Finance updated its interpretation of disclosure requirements concerning environmental legal proceedings under Regulation S-K.