The MSRB filed with the SEC an amendment to a previous filing of proposed changes to rules on CUSIP numbers for municipal securities.

In a Risk Alert, the SEC Office of Compliance Inspections and Examinations identified frequent compliance deficiencies found during a recent examination of newly registered municipal advisors.

The Office of the Comptroller of the Currency published a "Subordinated Debt" booklet of the Comptroller's Licensing Manual.

The CFTC Division of Clearing and Risk provided exemptive relief to three international financial institutions from the swap clearing requirement.