FINRA requested comments on a proposal to amend certain rules on supervision to allow for firms to conduct remote inspections of offices and locations.
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CFTC Chair J. Christopher Giancarlo encouraged (i) reforming the rules recently adopted for regulating swap execution facilities, and (ii) engaging in collaborative efforts with other regulators to improve the stress testing of central counterparties.
The NFA listed the nominees for positions on the NFA Board of Directors and the NFA 2018 Nominating Committee.
SIFMA urged the SEC to delay the November 15, 2018 compliance deadline for large broker-dealer reporting to the Consolidated Audit Trail.
The U.S. Treasury Department Office of Foreign Assets Control published new Frequently Asked Questions related to economic sanctions and the restructuring of certain Venezuelan debt.