Senate Agriculture Committee Chair Pat Roberts expressed concern over the impact of a trade war with China and CFTC Commissioners emphasized the importance of price discovery and block trading in agricultural futures contracts.
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Following an investigation of actively managed equity mutual funds by New York's Attorney General, 14 mutual fund managers agreed to make "active share" information available to U.S. retail investors.
The SEC updated its questions and answers on the General Applicability of non-GAAP financial measures.
FINRA revised the anti-money laundering template that small member firms may use in developing their compliance programs. The new template reflects FinCEN's new customer due diligence requirements.
The Consumer Financial Protection Bureau requested public comments on the agency's consumer financial education programs.