The MSRB proposed certain changes to the professional qualification requirements for broker-dealers and municipal advisors.
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US Regulatory Intelligence announced an expansion and reorganization of its research and intelligence platform. The reorganized site triples the number of subject-specific "Focus pages" in order to strengthen and simplify legal research and analysis.
The SEC announced SRO rule changes and proposals for the week of June 4 to June 8, 2018.
The National Futures Association proposed an update to the risk disclosure statement for security futures contracts that broker-dealers are required to provide to a customer prior to trading.
FINRA proposed updates to the security futures risk disclosure statement.