The Office of the Comptroller of the Currency, the FDIC and the Board of Governors of the Federal Reserve System issued an updated policy statement on coordination among the federal banking agencies during formal enforcement actions.
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FINRA proposed a rule change to extend the credit default swap margin pilot program.
The National Futures Association charged an introducing broker with failing to fully implement its anti-money laundering program.
SEC Commissioner Robert J. Jackson Jr. advocated for the review and revision of SEC rules to limit executives from using stock buybacks to cash out.
The U.S. Treasury Department Office of Foreign Assets Control designated several Russian individuals and entities for working at the direction of or providing support to Russia's Federal Security Service.