The Office of Foreign Assets Control clarified the term "maintenance" as it applies to the "maintenance and wind-down" period of certain Ukrainian/Russian entities on the Specially Designated Nationals and Blocked Persons list.
News & Insights
21958 News Results
On September 14, 2018, the CFTC filed and settled 12 enforcement actions against multiple firms and individuals for registration, position limits, recordkeeping, supervisory and reporting violations.
The New York State Department of Financial Services filed a Complaint to stop the Office of the Comptroller of the Currency from accepting special purpose national bank charter applications from fintech companies.
In recent remarks, CFTC Commissioner Rostin Behnam focused on issues "truly unique to production agriculture."
The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a commodity pool operator from the requirement to deliver quarterly account statements to pool participants within 30 days of each quarter.