FINRA reminded firms to be mindful of compliance requirements when initiating a quote in an OTC security and when filing required forms.

The Internal Revenue Service delayed implementing certain rules that will prevent non-U.S. persons from using derivative instruments to avoid U.S. withholding tax on U.S. equities.

President Donald J. Trump intends to nominate Jean Nellie Liang as a Member of the Board of Governors of the Federal Reserve System.

SEC Chief Information Officer Pamela C. Dyson will be joining the Federal Reserve Bank of New York as executive vice president, head of the Technology Group, and Chief Information Officer.

Senior Advisor to the SEC Chair for Cybersecurity Policy, Christopher Hetner, will be leaving the agency.