The MSRB proposed to amend certain forms to clarify required data elements on reporting by municipal fund securities for college savings plans.
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The SEC urged public companies to implement internal accounting controls that are capable of preventing cyber-related fraud.
Federal Reserve Board Governor Lael Brainard outlined several ways to improve the effectiveness of the Community Reinvestment Act and to increase available credit in lower-income areas.
In a recent advisory, the North American Securities Administrators Association warned investors about scams and risks concerning marijuana-related investments.
The SEC suspended three accountants for improper professional conduct that included "predating" audit documentation after falling behind schedule during the integrated audit of another company.