The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC updated answers to FAQs regarding appraisals and evaluations for real estate transactions covered by the interagency appraisal rules.
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SEC Commissioner Kara M. Stein warned of a fast-approaching retirement crisis and suggested ways in which the agency and investors can act to ensure that Americans approaching retirement have adequate savings.
In remarks at a recent tech conference, CFTC Commissioner Brian Quintenz considered the regulatory challenges posed by the so-called "smart contract," or blockchain computer code that can execute the terms of a contract.
CFTC Commissioner Rostin Behnam reviewed issues raised by central counterparty and swap market participants since the G-20 reforms and the passage of the Dodd-Frank Act.
FINRA summarized recent disciplinary actions against firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.