The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on the collection, use, and protection of personally identifiable information in light of the EU's General Data Protection Regulation.
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A U.S. District Judge declared a mistrial after jurors were unable to reach a unanimous verdict concerning an alleged commodities spoofing scheme related to the 2010 Dow Jones "Flash Crash."
SEC Office of Compliance Inspections and Examinations Director Peter Driscoll highlighted key risks facing retail investors caused by bad actors and poor internal controls.
The FTC charged a company and its officer with using customer funds raised through crowdfunding for personal expenses and marketing, rather than for the development of several promised products.
The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection with a CFTC action and a related action brought by another federal regulator.