FINRA provided guidance to member firms on reporting and monitoring suspicious activity under the FINRA anti-money laundering compliance program rules.

The CFTC Division of Enforcement issued its first public Enforcement Manual to provide guidance for Division staff and those subject to Commodity Exchange Act and CFTC regulations.

The NFA proposed incorporating certain supervisory requirements and technical amendments that concern swap activities in its Compliance Rules and Interpretive Notices.

CFTC Chair J. Christopher Giancarlo defended the CFTC FY 2020 Budget Request before the U.S. Senate Committee on Appropriations Subcommittee on Financial Services and General Government.