SEC Chief Economist and Director of the Division of Economic and Risk Analysis S.P. Kothari highlighted policy challenges of big data.
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SEC Cyber Unit Chief Robert A. Cohen will leave the SEC. Mr. Cohen was the first Cyber Unit Chief.
SIFMA argued that the Massachusetts Securities Division should allow SEC Regulation Best Interest to be fully implemented before considering a state-specific fiduciary rule.
SEC Chair Jay Clayton encouraged the Investor Advisory Committee to consider approaches to regulation that foster competition in areas where competition may be limited.
Two debt collectors and their respective companies agreed to a permanent ban in order to settle New York Attorney General charges for deceptive and illegal practices.