SEC Chair Jay Clayton extended the charter of the Fixed Income Market Structure Advisory Committee for another year.

OFAC sanctioned a North Korean national for his association with the Workers' Party of Korea, an entity designated by both the United Nations and the United States for involvement with North Korea's missile program.

The operator of a binary options trading firm agreed to settle CFTC charges for engaging in off-exchange options trading without being properly registered as a futures commission merchant.

A broker-dealer firm agreed to settle FINRA charges for failing to perform sufficient background checks on non-registered associated persons.

The MSRB elected new leadership, adopted a $42 million budget and highlighted regulatory initiatives for the fiscal year beginning on October 1, 2019.