The SEC adopted revisions to the Electronic Data Gathering, Analysis and Retrieval System Filer Manual and the associated rule under Regulation S-T.
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OFAC designated multiple entities, individuals, aircraft and a yacht for their connection to a previously designated Russian-based agency and its financier, in each case relating to attempts to disrupt the 2018 U.S. midterm elections.
The CFTC awarded approximately $7 million to an individual whistleblower for information that led to a CFTC investigation, which found a violation of the Commodity Exchange Act.
An MSRB-proposed rule change to increase the professional fee for municipal advisors was published in the Federal Register.
FINRA proposed extending a pilot program for market-wide circuit breakers in NMS stocks until October 18, 2020.