Upon finding that Iran is a "jurisdiction of primary money laundering concern," FinCEN adopted a final rule imposing strict prohibitions on the access of Iranian financial institutions to the U.S. financial system.
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21980 News Results
FINRA proposed extending the implementation date of rule amendments on margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.
The New York Mercantile Exchange charged two traders for block trade submission violations and prearranged transactions, respectively.
CFTC Commissioner Brian Quintenz criticized prior CFTC leadership as having exceeded statutory authority in cross-border matters and urged the agency to mitigate market fragmentation through deference in regulatory oversight.
An energy marketing and advisory company settled CFTC charges for acting as a futures commission merchant without registering with the agency.