A group of fourteen trade associations urged the European Commission to grant an extension for the temporary equivalence for UK central counterparties until certain regulatory implementations have been made under EMIR 2.2 and until the European Securities and Markets Authority.
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FINRA requested comments on a proposal that would restrict certain associated persons from acting as beneficiaries, or as executors or trustees, on behalf of or for a customer.
The CME Group will make available for trading options on Bitcoin futures contracts beginning on January 13, 2020, pending regulatory review.
The SEC approved changes to an MSRB interpretive notice concerning the conduct of municipal securities underwriting activities.
FINRA reminded broker-dealers of upcoming due dates for required filings in 2020 and the first quarter of 2021.