The Federal Reserve Board corrected the comment deadline for a proposal to raise the threshold for bank holding companies and savings and loan holding companies, subject to Regulation TT assessments.

Four asset management firms requested exemptive relief to operate exchange-traded funds without providing full daily transparency of their portfolios as required by the Investment Company Act of 1940.

New York State Department of Financial Services Superintendent Linda A. Lacewell proposed regulation designed to streamline the disclosure processes of confidential supervisory information to legal counsel and independent auditors.

In an annual report to Congress, the SEC's Office of the Whistleblower reviewed FY 2019 program activities.