The House of Representatives passed a bill to strengthen the ban against insider trading.
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21984 News Results
Experts testified before the House Financial Services Committee on the impact of artificial intelligence on investing, the financial services workforce, and compliance and risk management.
The CFTC Division of Swap Dealer and Intermediary Oversight granted time-limited no-action relief relating to the application of minimum transfer amounts under uncleared margin requirements.
The FDIC adopted a final rule that will apply the community bank leverage ratio framework to the deposit insurance assessment system.
NFA proposed amendments to (i) expand obligations involving discretionary customer accounts, and (ii) clarify rules and interpretations on discretionary accounts, customer information, risk disclosures and bunched orders.