The FTC approved final settlement agreements with the former CEO of Cambridge Analytica and an app developer for using deceptive business practices to collect personal information from Facebook users.
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NFA changes to performance reporting and disclosure requirements for CTAs will become effective on February 1, 2020.
The FINRA proposal amending the schedule of securities transaction credits for FINRA/Nasdaq Trade Reporting Facilities was published in the Federal Register.
The OCC corrected a final rule designed to simplify capital requirements for qualifying community banks.
The SEC finalized rules governing security-based swap activity in a cross-border context.