In separate enforcement actions, the SEC ordered its first whistleblower awards for 2020.

The Cboe BYX Exchange, Inc. proposed a rule change to provide discounted fees for small retail broker-dealers and their customers "to ensure cost effective access to its market data products."

A Miami-based Ecuadorian citizen pleaded guilty to DOJ charges of bribery and money laundering involving public officials at a state-owned and state-controlled oil company in Ecuador.

The SEC "re-proposal" of ICA Rule 18f-4 was published in the Federal Register.