The SEC Office of Credit Ratings highlighted findings from its 2019 examinations of Nationally Recognized Statistical Rating Organizations.
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The House of Representatives filed an amicus curiae brief urging the Supreme Court to reject a challenge to the constitutionality of the CFPB.
In a new report, the SEC's Office of Compliance Inspections and Examinations offered observations, based on thousands of examinations, "to assist market participants in their consideration of how to enhance cybersecurity preparedness and operational resiliency."
The New York State Department of Financial Services extended the deadline for regulated entities to submit their plans to address the end of LIBOR and the associated risks. The deadline was extended to March 23, 2020.