A firm settled FINRA charges for failing to supervise its representatives' recommendations of speculative investments to retail customers who later incurred losses.

The SEC granted an unopposed motion to stay FINRA's expulsions of a crowdfunding funding portal member for violating SEC crowdfunding rules and FINRA funding portal rules.

The Senate Banking Committee will mark up H.R. 3633, the Digital Asset Market Clarity Act of 2025, at an executive session on May 14, 2026.

Elon Musk and the Musk Revocable Trust agreed to settle SEC charges for failing to timely file beneficial ownership reports, as required, after acquiring more than five percent of the outstanding shares of Twitter, Inc..

The House Financial Services Committee will mark up six bills covering artificial intelligence, banking technology, elder protection, and price stability at a meeting on May 13, 2026.