The SEC rescinded informal procedures that barred the agency from settling enforcement actions where the defendant or respondent publicly denied the allegations.
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21939 News Results
The Managed Funds Association MFA supported SEC proposed amendments to refocus the OTC Quotation Rule on the equity markets, but recommended carve outs for convertible securities, options, and bilaterally negotiated derivatives.
NCUA proposed standards for the issuance of payment stablecoins by credit union subsidiaries under the GENIUS Act.
An Indian multinational company agreed to pay $275 million to settle 32 apparent violations of U.S. sanctions on Iran.
The OCC issued two final rules that (i) codify national banks' authority to decide whether to establish and how to maintain real estate lending escrow accounts, and (ii) preempts 14 state and territorial laws requiring interest on those balances.