NFA reminded registrants that the annual affirmation requirement for entities claiming exemption from CPO or CTA registration is March 1, 2021.

A broker-dealer settled FINRA charges of systemic Trade Reporting and Compliance Engine violations.

A joint Federal Reserve Board, OCC and FDIC interim final rule went into effect relieving community banks impacted by COVID-19 policy responses from the regulatory requirements applicable to institutions with over $10 billion in assets.

The CFTC Division of Market Oversight extended the no-action relief provided to swap execution facilities for filing annual compliance reports to November 30, 2021.

In testimony before the Senate Banking Committee, Federal Reserve Board Chair Jerome H. Powell described the impact of the COVID-19-related lending facilities and economic stimulus plans under the CARES Act.