The CFTC began a 90-day review of RSBIX NFL futures contracts proposed by Eris Exchange, LLC.
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The FDIC provided guidance on compliance with a nnual independent audits and reporting requirements concerning insured depository institutions with $500 million or more in consolidated total assets.
Nasdaq proposed a rule change to provide alternative means - a primary direct listing - for exchange-listed companies to raise equity.
SEC Chair Jay Clayton stepped down effective as of December 23, 2020. A new chairperson has not yet been named.
SEC Chief of Staff Sean Memon will leave the agency in January 2021.