FINRA released the results of its voluntary self-reporting 529 Plan Share Class Initiative, reporting $2.7 million in restitution and interest across approximately 3,900 accounts.
News & Insights
21984 News Results
The SEC adopted an amended rule to revise the delegated authority of the SEC Division of Enforcement Director in order to conserve agency resources and increase efficiency.
The Federal Reserve Board extended the termination date of its Main Street Lending Program facilities to January 8, 2021.
An SEC final rule that requires individuals in administrative proceedings to file and serve documents electronically was published in the Federal Register.
A CFPB final rule that amends the definition of "General Qualified Mortgage" to replace the 43 percent debt-to-income ratio limit with price-based thresholds was published in the Federal Register.