In remarks before the Chief Financial Officer Network Summit, SEC Chair Gary Gensler reported that he directed staff to develop recommendations for revising SEC rules on insider trading.
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The SEC removed William D. Duhnke III from the Public Company Accounting Oversight Board, and directed the Office of the Chief Accountant to solicit applications for candidates to all five of the Board positions.
Federal Reserve Board Vice Chair for Supervision Randal K. Quarles highlighted measures to promote efficiency in the financial system after the "Great Financial Crisis."
FINRA proposed amendments to rules on continuing education and registration that would (i) require the regulatory element to be completed annually and (ii) provide a path for individuals with a terminated registration to maintain their qualification.
At an Energy and Environmental Markets Advisory Committee meeting, CFTC Commissioner Dan M. Berkovitz and Acting Chair Rostin Behnam described the CFTC's role in facilitating the transition to a low-carbon economy.