At the Global Exchange and FinTech Conference, SEC Chair Gary Gensler described how developments, such as payment for order flow, gamification and best execution in the national best bid and offer, have increased market segmentation and market concentration in the equity markets.

The SEC updated its list of "entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors."

In remarks before the Alternative Reference Rates Committee's Symposium on the Secured Overnight Financing Rate, CFTC Acting Chair Rostin Behnam concluded that "a successful transition" from LIBOR "would only be achieved if we move away from LIBOR altogether and adopt a new model that makes it obsolete."

President Joseph R. Biden expanded the scope of prohibitions contained in a prior Executive Order that blocks the property of persons who threaten stabilization efforts in the Western Balkans.

A firm settled FINRA charges for failing to adequately review one of its registered representative's outside business activity disclosures.