The SEC charged six individuals with insider trading involving the securities of two companies.

An introducing broker and its founder settled CFTC charges for misappropriating inside information and paying brokerage kickbacks.

The House Financial Services Committee Taskforce on Financial Technology considered the implications of central bank digital currencies as they pertain to (i) trade-offs in the design of different technological infrastructures, (ii) consumer privacy and (iii) increased access to financial services.

The FDIC is seeking comment on a proposed amendment to align the agency's Guidelines for Real Estate Lending Policies with the October 2020 revised community bank leverage ratio rule.

The FDIC issued a revised statement of policy regarding minority depository institutions that "updates, strengthens and clarifies" existing policies.