The SEC, the North American Securities Administrators Association and FINRA created a training program to help firms in their implementation of the training requirements under the Senior Safe Act.

The CFPB issued an interpretive rule setting forth the basis for the agency's authority to examine financial institutions for conduct that violates the Military Lending Act.

The U.S. Senate confirmed Lina Khan as Chair of the FTC for a term that will expire on September 25, 2024.

A firm settled FINRA charges for maintaining inadequate supervisory procedures to prevent locking or crossing quotations in OTC equity securities.