The OCC named Darrin Benhart as the agency's Climate Change Risk Officer and announced the agency will join the Network of Central Banks and Supervisors for Greening the Financial System.
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The MSRB issued a new FAQ to clarify the process for completing the MSRB's primary offering disclosure form.
Twenty-one investment advisers and six broker-dealers agreed to settle SEC charges for failing to file and deliver in a timely fashion their client or customer relationship summaries.
The U.S. House Financial Services Subcommittee on National Security, International Development and Monetary Policy considered testimony on the creation of a U.S. central bank digital currency.
The SEC granted a substituted compliance determination for French-regulated security-based swap dealers.