The Federal Reserve Board released individual capital requirements for large banks.
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In response to a request from ISDA and SIFMA, the SEC Division of Trading and Markets will not recommend enforcement action if a security-based swap dealer does not collect initial margin from certain counterparties in connection with an uncleared security-based swap entered into prior to September 1, 2022.
A broker-dealer settled FINRA charges for knowingly permitting an individual to operate as a unregistered principal.
Federal Reserve Board Governor Christopher J. Waller questioned whether the Federal Reserve should "'get in the game' and issue a central bank digital currency that the general public could use."
The OCC "true lender rule" was removed from the Code of Federal Regulations, effective immediately.