The SEC approved an amended MSRB proposal to narrow the scope of the annual customer notification requirements under MSRB rules on delivery of investor brochures and transactions with sophisticated municipal market professionals.

The North American Securities Administrators Association requested comment on a proposed model rule intended to address unpaid arbitration awards and fines.

In remarks at the Structured Finance Association Conference, Federal Reserve Board Vice Chair for Supervision Randal K. Quarles warned that the FRB will intensify its focus on financial institutions' transition planning as LIBOR cessation nears.

IOSCO's fifth annual World Investor Week will focus on sustainable finance, and fraud and scams prevention.

FinCEN extended the Foreign Bank and Financial Accounts reporting deadline for filers affected by certain severe weather events. The relief was extended from October 15, 2021, to December 31, 2021.