FINRA Podcast: Fall 2014 Firm Element Advisory - Part 2

FINRA released the second podcast in a three-part series on topics to consider when planning Firm Element training, as identified in the CE Council's Fall 2014 Firm Element Advisory.

The podcast focused on new and updated topics, including:

• MSRB's new amendments to Professional Qualification Requirements rule;
• consolidating MSRB fair-pricing obligations into MSRB Rule G-30;
• CBOE amendments to certain margin rules for volatility index options; and
• FINRA revisions to Series 23, Series 24 and Series 26 examination programs.

See: FINRA Podcast; Transcription of Podcast. Related news: FINRA Podcast: Fall 2014 Firm Element Advisory - Part 1 (December 1, 2014); SEC Order Approving MSRB-Proposed Amendments to Rule G-3 Published (Fed. Reg.) (October 21, 2014); SEC Approves MSRB-Proposed Rule Change Regarding Prices and Commissions (Fed. Reg.) (May 14, 2014).