SEC Proposes Permanent Rule Requiring Municipal Advisors to Register with Agency

SEC Release

The SEC voted to propose a rule, as required by Dodd-Frank, to govern the registration process for municipal advisors. The rule would supplant a temporary rule adopted by the SEC in September.

Document Number

SEC Release 34-63576

Date

December 20, 2010

Cross Reference (links require a Cabinet subscription)

SEC Press Release 2010-253

SEC Release 34-62824 (Temporary registration rule)