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FINRA Provides 2019 Holiday Filing Information

In an Information Notice, FINRA provided firms with the due dates for filing requests of extension of time for bank and exchange holiday closures in 2019.

Primary Sources

  1. FINRA Information Notice: 2019 Holiday Margin Extensions Schedule

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Tags

Regulated Activities
Regulatory Reporting
Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA