CFTC Releases Rule Enforcement Review of ICE Futures U.S.

The CFTC has announced and notified ICE Futures U.S. of the results of a rule enforcement review completed by the CFTC's Division of Market Oversight. The Division assessed the Exchange's compliance with new Core Principle 13, which relates to the Exchange's disciplinary program. The Division found that the Exchange maintains an adequate disciplinary program, although the Division did make a number of suggestions as to refinement of the program.

Click here to view report in full (links externally to CFTC website).