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FINRA Announces Results of Elections and Appointments

FINRA announced the individuals elected or appointed by its Board of Governors to fill seats on the Small Firm Advisory Board, the National Adjudicatory Council and the District Committees.

The elected and appointed individuals will begin their terms on January 1, 2016.

Primary Sources

  1. FINRA Election Notice

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Tags

Regulated Activities
Governance
Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA