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SEC Division of Trading and Markets Director to Step Down

SEC Division of Trading and Markets Director Brett W. Redfearn will step down from his position by the end of 2020. Mr. Redfearn has served as Director since October 2017.

The SEC noted several accomplishments during his tenure, including (i) leading the response to COVID-19 market stresses and operational challenges, (ii) modernizing the National Market System, (iii) facilitating the implementation of Regulation Best Interest and (iv) prioritizing the Dodd-Frank Title VII regime for security-based swap dealers.

Christian Sabella, currently the Deputy Director of the Division of Trading and Markets, will serve as Acting Director.

Primary Sources

  1. SEC Press Release: Brett W. Redfearn to Conclude Transformative Tenure as SEC Trading and Markets Director

Tags

Individuals
Brett Redfearn
Regulated Activities
Governance
Sub-Activity
Regulatory Personnel Changes
Regulated Entities
Regulatory Agencies Investment Funds (SEC Registered)
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC