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FINRA Names New Head of Market Regulation and Transparency Services

FINRA named Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services. Mr. Anderson served previously as Managing Director - Chief Compliance Officer, Americas, at Société Générale, where he managed more than 200 American, Canadian and Brazilian compliance professionals.

Tags

Regulated Activities
Governance
Sub-Activity
Regulatory Personnel Changes
Regulated Entities
Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA