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FINRA Waives TRACE Late Trade Reporting Fees in Connection with Sandy

FINRA will waive TRACE late trade reporting fees if a firm in an area affected by Hurricane Sandy was late in reporting certain transactions in TRACE-eligible securities late.

View Notice in full here (links externally to FINRA website).See also: Press Release.

Tags

Regulated Activities
Trade Reporting
Sub-Activity
TRACE
Regulated Entities
Broker-Dealers
Regulated Products
Debt
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA