NFA Notice on Additional Reporting Requirements Guidance

NFA Financial Requirements Section 16 became effective on September 1, requiring FCMs which hold customer segregated or secured amount funds to submit certain financial related information to NFA on a monthly, semi-monthly or daily basis. As of November 30, reporting requirements for residual interest targets and leverage information will change.

Click here to view Notice in full (links externally to NFA website).See also: Related news story on NFA Financial Requirements Section 16.