Proposed Rule on Capital, Margin and Segregation Requirements for Security-Based SBSDs and MSBSPs and Capital Requirements for Broker-Dealers (Pre-Fed. Reg. Version; Correction)

Technical corrections are being made to SEC Release 77 FR 70214, which proposed capital and margin requirements for security-based swap dealers ("SBSDs") and major security-based swap participants ("MSBSPs"). The release also proposed segregation requirements for SBSDs and notification requirements with respect to segregation for SBSDs and MSBSPs as well as increases to the minimum net capital requirements for broker-dealers permitted to use the alternative internal model-based method for computing net capital.

View Proposed Rule in full here (links externally to SEC website).